Sapiens and Homo Deus: The E-Book Collection by Yuval Noah Harari
Looking back, many think that the downfall of the pharaohs and the death of God were both positive developments. Maybe the collapse of humanism will also be beneficial. People are usually afraid of change because they fear the unknown. But the single greatest constant of history is that everything changes.
10. King Ashurbanipal of Assyria slaying a lion: mastering the animal kingdom.
10.© De Agostini Picture Library/G. Nimatallah/Bridgeman Images.
PART I
Homo sapiens Conquers the World
What is the difference between humans and all other animals?
How did our species conquer the world?
Is Homo sapiens a superior life form, or just the local bully?
2
The Anthropocene
With regard to other animals, humans have long since become gods. We don’t like to reflect on this too deeply, because we have not been particularly just or merciful gods. If you watch the National Geographic channel, go to a Disney film or read a book of fairy tales, you might easily get the impression that planet Earth is populated mainly by lions, wolves and tigers who are an equal match for us humans. Simba the lion king holds sway over the forest animals; Little Red Riding Hood tries to evade the Big Bad Wolf; and little Mowgli bravely confronts Shere Khan the tiger. But in reality, they are no longer there. Our televisions, books, fantasies and nightmares are still full of them, but the Simbas, Shere Khans and Big Bad Wolves of our planet are disappearing. The world is populated mainly by humans and their domesticated animals.
How many wolves live today in Germany, the land of the Grimm brothers, Little Red Riding Hood and the Big Bad Wolf? Less than a hundred. (And even these are mostly Polish wolves that stole over the border in recent years.) In contrast, Germany is home to 5 million domesticated dogs. Altogether about 200,000 wild wolves still roam the earth, but there are more than 400 million domesticated dogs.1 The world contains 40,000 lions compared to 600 million house cats; 900,000 African buffalo versus 1.5 billion domesticated cows; 50 million penguins and 20 billion chickens.2 Since 1970, despite growing ecological awareness, wildlife populations have halved (not that they were prospering in 1970).3 In 1980 there were 2 billion wild birds in Europe. In 2009 only 1.6 billion were left. In the same year, Europeans raised 1.9 billion chickens for meat and eggs.4 At present, more than 90 per cent of the large animals of the world (i.e., those weighing more than a few pounds) are either humans or domesticated animals.
Scientists divide the history of our planet into epochs such as the Pleistocene, the Pliocene and the Miocene. Officially, we live in the Holocene epoch. Yet it may be better to call the last 70,000 years the Anthropocene epoch: the epoch of humanity. For during these millennia Homo sapiens became the single most important agent of change in the global ecology.5
This is an unprecedented phenomenon. Since the appearance of life, about 4 billion years ago, never has a single species changed the global ecology all by itself. Though there had been no lack of ecological revolutions and mass-extinction events, these were not caused by the actions of a particular lizard, bat or fungus. Rather, they were caused by the workings of mighty natural forces such as climate change, tectonic plate movement, volcanic eruptions and asteroid collisions.
11. Pie chart of global biomass of large animals.
11.Illustration: pie chart of global biomass of large animals.
Some people fear that today we are again in mortal danger of massive volcanic eruptions or colliding asteroids. Hollywood producers make billions out of these anxieties. Yet in reality, the danger is slim. Mass extinctions occur once every many millions of years. Yes, a big asteroid will probably hit our planet sometime in the next 100 million years, but it is very unlikely to happen next Tuesday. Instead of fearing asteroids, we should fear ourselves.
For Homo sapiens has rewritten the rules of the game. This single ape species has managed within 70,000 years to change the global ecosystem in radical and unprecedented ways. Our impact is already on a par with that of ice ages and tectonic movements. Within a century, our impact may surpass that of the asteroid that killed off the dinosaurs 65 million years ago.
That asteroid changed the trajectory of terrestrial evolution, but not its fundamental rules, which have remained fixed since the appearance of the first organisms 4 billion years ago. During all those aeons, whether you were a virus or a dinosaur, you evolved according to the unchanging principles of natural selection. In addition, no matter what strange and bizarre shapes life adopted, it remained confined to the organic realm – whether a cactus or a whale, you were made of organic compounds. Now humankind is poised to replace natural selection with intelligent design, and to extend life from the organic realm into the inorganic.
Even if we leave aside these future prospects and only look back on the last 70,000 years, it is evident that the Anthropocene has altered the world in unprecedented ways. Asteroids, plate tectonics and climate change may have impacted organisms all over the globe, but their influence differed from one area to another. The planet never constituted a single ecosystem; rather, it was a collection of many loosely connected ecosystems. When tectonic movements joined North America with South America it led to the extinction of most South American marsupials, but had no detrimental effect on the Australian kangaroo. When the last ice age reached its peak 20,000 years ago, jellyfish in the Persian Gulf and jellyfish in Tokyo Bay both had to adapt to the new climate. Yet since there was no connection between the two populations, each reacted in a different way, evolving in distinct directions.
In contrast, Sapiens broke the barriers that had separated the globe into independent ecological zones. In the Anthropocene, the planet became for the first time a single ecological unit. Australia, Europe and America continued to have different climates and topographies, yet humans caused organisms from throughout the world to mingle on a regular basis, irrespective of distance and geography. What began as a trickle of wooden boats has turned into a torrent of aeroplanes, oil tankers and giant cargo ships that criss-cross every ocean and bind every island and continent. Consequently the ecology of, say, Australia can no longer be understood without taking into account the European mammals or American microorganisms that flood its shores and deserts. Sheep, wheat, rats and flu viruses that humans brought to Australia during the last 300 years are today far more important to its ecology than the native kangaroos and koalas.
But the Anthropocene isn’t a novel phenomenon of the last few centuries. Already tens of thousands of years ago, when our Stone Age ancestors spread from East Africa to the four corners of the earth, they changed the flora and fauna of every continent and island on which they settled. They drove to extinction all the other human species of the world, 90 per cent of the large animals of Australia, 75 per cent of the large mammals of America and about 50 per cent of all the large land mammals of the planet – and all before they planted the first wheat field, shaped the first metal tool, wrote the first text or struck the first coin.6
Large animals were the main victims because they were relatively few, and they bred slowly. Compare, for example, mammoths (which became extinct) to rabbits (which survived). A troop of mammoths numbered no more than a few dozen individuals, and bred at a rate of perhaps just two youngsters per year. Hence if the local human tribe hunted just three mammoths a year, it would have been enough for deaths to outstrip births, and within a few generations the mammoths disappeared. Rabbits, in contrast, bred like rabbits. Even if humans hunted hundreds of rabbits each year, it was not enough to drive them to extinction.
Not that our ancestors planned on wiping out the mammoths; they were simply unaware of the consequences of their actions. The extinction of the mammoths and other large animals may have been swift on an evolutionary timescale, but slow and gradual in human terms. People lived no more than seventy or eighty years, whereas the extinction process took centuries. The ancient Sapiens probably failed to notice any connection between the annual mammoth hunt – in which no more
The Serpent’s Children
Anthropological and archaeological evidence indicates that archaic hunter-gatherers were probably animists: they believed that there was no essential gap separating humans from other animals. The world – i.e., the local valley and the surrounding mountain chains – belonged to all its inhabitants, and everyone followed a common set of rules. These rules involved ceaseless negotiation between all concerned beings. People talked with animals, trees and stones, as well as with fairies, demons and ghosts. Out of this web of communications emerged the values and norms that were binding on humans, elephants, oak trees and wraiths alike.7
The animist world view still guides some hunter-gatherer communities that have survived into the modern age. One of them is the Nayaka people, who live in the tropical forests of south India. The anthropologist Danny Naveh, who studied the Nayaka for several years, reports that when a Nayaka walking in the jungle encounters a dangerous animal such as a tiger, snake or elephant, he or she might address the animal and say: ‘You live in the forest. I too live here in the forest. You came here to eat, and I too came here to gather roots and tubers. I didn’t come to hurt you.’
A Nayaka was once killed by a male elephant they called ‘the elephant who always walks alone’. The Nayakas refused to help officials from the Indian forestry department capture him. They explained to Naveh that this elephant used to be very close to another male elephant, with whom he always roamed. One day the forestry department captured the second elephant, and since then ‘the elephant who always walks alone’ had become angry and violent. ‘How would you have felt if your spouse had been taken away from you? This is exactly how this elephant felt. These two elephants sometimes separated at night, each walking its own path . . . but in the morning they always came together again. On that day, the elephant saw his buddy falling, lying down. If two are always together and then you shoot one – how would the other feel?’8
Such an animistic attitude strikes many industrialised people as alien. Most of us automatically see animals as essentially different and inferior. This is because even our most ancient traditions were created thousands of years after the end of the hunter-gatherer era. The Old Testament, for example, was written down in the first millennium BC , and its oldest stories reflect the realities of the second millennium BC. But in the Middle East the age of the hunter-gatherers ended more than 7,000 years earlier. It is hardly surprising, therefore, that the Bible rejects animistic beliefs and its only animistic story appears right at the beginning, as a dire warning. The Bible is a long book, bursting with miracles, wonders and marvels. Yet the only time an animal initiates a conversation with a human is when the serpent tempts Eve to eat the forbidden fruit of knowledge (Bil’am’s donkey also speaks a few words, but she is merely conveying to Bil’am a message from God).
In the Garden of Eden, Adam and Eve lived as foragers. The expulsion from Eden bears a striking resemblance to the Agricultural Revolution. Instead of allowing Adam to keep gathering wild fruits, an angry God condemns him ‘to eat bread by the sweat of your brow’. It might be no coincidence, then, that biblical animals spoke with humans only in the pre-agricultural era of Eden. What lessons does the Bible draw from the episode? That you shouldn’t listen to snakes, and it is generally best to avoid talking with animals and plants. It leads to nothing but disaster.
Yet the biblical story has deeper and more ancient layers of meaning. In most Semitic languages, ‘Eve’ means ‘snake’ or even ‘female snake’. The name of our ancestral biblical mother hides an archaic animist myth, according to which snakes are not our enemies, but our ancestors.9 Many animist cultures believe that humans descended from animals, including from snakes and other reptiles. Most Australian Aborigines believed that the Rainbow Serpent created the world. The Aranda and Dieri people maintain that their particular tribes originated from primordial lizards or snakes, which were transformed into humans.10 In fact, modern Westerners too think that they have evolved from reptiles. The brain of each and every one of us is built around a reptilian core, and the structure of our bodies is essentially that of modified reptiles.
12. Paradise lost (the Sistine Chapel). The serpent – who sports a human upper body – initiates the entire chain of events. While the first two chapters of Genesis are dominated by divine monologues (‘and God said . . . and God said . . . and God said . . .’), in the third chapter we finally get a dialogue – between Eve and the serpent (‘and the serpent said unto the woman . . . and the woman said unto the serpent . . .’). This unique conversation between a human and an animal leads to the fall of humanity and our expulsion from Eden.
12.Detail from Michelangelo Buonarroti (1475–1564), the Sistine Chapel, Vatican City © Lessing Images.
The authors of the book of Genesis may have preserved a remnant of archaic animist beliefs in Eve’s name, but they took great care to conceal all other traces. Genesis says that, instead of descending from snakes, humans were divinely created from inanimate matter. The snake is not our progenitor: he seduces us to rebel against our heavenly Father. While animists saw humans as just another kind of animal, the Bible argues that humans are a unique creation, and any attempt to acknowledge the animal within us denies God’s power and authority. Indeed, when modern humans discovered that they actually evolved from reptiles, they rebelled against God and stopped listening to Him – or even believing in His existence.
Ancestral Needs
The Bible, along with its belief in human distinctiveness, was one of the by-products of the Agricultural Revolution, which initiated a new phase in human–animal relations. The advent of farming produced new waves of mass extinctions, but more importantly, it created a completely new life form on earth: domesticated animals. Initially this development was of minor importance, since humans managed to domesticate fewer than twenty species of mammals and birds, compared to the countless thousands of species that remained ‘wild’. Yet with the passing of the centuries, this novel life form became dominant. Today more than 90 per cent of all large animals are domesticated.
Alas, domesticated species paid for their unparalleled collective success with unprecedented individual suffering. Although the animal kingdom has known many types of pain and misery for millions of years, the Agricultural Revolution generated completely new kinds of suffering that only became worse over time.
To the casual observer domesticated animals may seem much better off than their wild cousins and ancestors. Wild boars spend their days searching for food, water and shelter, and are constantly threatened by lions, parasites and floods. Domesticated pigs, in contrast, enjoy food, water and shelter provided by humans, who also treat their diseases and protect them against predators and natural disasters. True, most pigs sooner or later find themselves in the slaughterhouse. Yet does that make their fate any worse than the fate of wild boars? Is it better to be devoured by a lion than slaughtered by a man? Are crocodile teeth less deadly than steel blades?
What makes the fate of domesticated farm animals particularly harsh is not just the way they die, but above all the way they live. Two competing factors have shaped the living conditions of farm animals from ancient times to the present day: human desires and animal needs. Thus humans raise pigs in order to get meat, but if they want a steady supply of meat, they must ensure the long-term survival and reproduction of the pigs. Theoretically this should have protected the animals from extreme forms of cruelty. If a farmer did not take good care of his pigs, they would soon die without offspring and the farmer would starve.
Unfortunately, humans can cause tremendous suffering to farm animals in various ways, even while ensuring their survival and reproduction.
Doesn’t that contradict the most basic principles of natural selection? The theory of evolution maintains that all instincts, drives and emotions have evolved in the sole interest of survival and reproduction. If so, doesn’t the continuous reproduction of farm animals prove that all their real needs are met? How can a pig have a ‘need’ that is not really needed for his survival and reproduction?
It is certainly true that all instincts, drives and emotions evolved in order to meet the evolutionary pressures of survival and reproduction. However, if and when these pressures suddenly disappear, the instincts, drives and emotions they had shaped do not disappear with them. At least not instantly. Even if they are no longer instrumental for survival and reproduction, these instincts, drives and emotions continue to mould the subjective experiences of the animal. For animals and humans alike, agriculture changed selection pressures almost overnight, but it did not change their physical, emotional and social drives. Of course evolution never stands still, and it has continued to modify humans and animals in the 12,000 years since the advent of farming. For example, humans in Europe and western Asia evolved the ability to digest cows’ milk, while cows lost their fear of humans, and today produce far more milk than their wild ancestors. Yet these are superficial alterations. The deep sensory and emotional structures of cows, pigs and humans alike haven’t changed much since the Stone Age.